Terms and Conditions for Asset Management One Limited


1. Introduction

1.1. These Terms and Conditions (“Agreement”) constitute a legally binding agreement between Asset Management One Limited (“the Company,” “we,” “our,” “us”) and the Client (“you,” “your,” “user”). By accessing or using our services, you agree to comply with and be bound by these Terms and Conditions, our Privacy Policy, and any other policies, procedures, or guidelines established by the Company from time to time.

1.2. These Terms apply to all clients, whether you are a professional investor, retail investor, or an entity. If you do not agree with these Terms and Conditions, you must not use our services.

1.3. The Company operates under the legal jurisdiction of [Country/Jurisdiction] and is subject to the regulatory authority of [Regulatory Body], in accordance with license number [License Number]. The Company provides various financial services, including but not limited to brokerage, asset management, and related financial services.


2. Company Overview

2.1. Asset Management One Limited is a financial services provider authorized and regulated by [Regulatory Body] to offer brokerage and investment services. Our registered office is located at [Company Address].

2.2. The Company offers services related to trading in financial instruments, including but not limited to stocks, bonds, derivatives, commodities, futures, options, exchange-traded funds (ETFs), mutual funds, and other financial products as we may determine from time to time.

2.3. The Company may change the scope of services offered or modify its operational structure. Any such changes will be communicated to clients in advance.


3. Account Registration and Eligibility

3.1. To use the services of Asset Management One Limited, you must first create an account by completing the registration process on our website or through any designated platform we provide.

3.2. You must be at least [Age] years old to open an account with us. By registering an account, you affirm that you are at least the minimum age required by the jurisdiction in which you reside.

3.3. During the registration process, you will be asked to provide information such as your full legal name, address, contact details, employment status, and financial information. You agree to provide accurate, up-to-date, and truthful information at all times. You acknowledge that any false or misleading information may result in the suspension or termination of your account.

3.4. You will also be required to complete an identity verification process, known as KYC (Know Your Customer), in accordance with applicable anti-money laundering (AML) and counter-terrorism financing (CTF) laws. The Company reserves the right to refuse or reject account applications that do not meet our internal criteria.

3.5. You are responsible for maintaining the confidentiality of your account credentials, including your username, password, and any additional security measures we provide. You agree to notify the Company immediately if you suspect any unauthorized access to your account.

3.6. The Company reserves the right to deny, suspend, or close any account at its discretion, based on factors including but not limited to regulatory compliance, fraudulent activity, or breach of these Terms.


4. Services Provided

4.1. Asset Management One Limited provides a wide range of financial services, which include, but are not limited to, the following:

  • Brokerage services for buying and selling financial instruments such as stocks, bonds, and derivatives.
  • Portfolio management and asset allocation services.
  • Investment advisory services.
  • Research and market analysis.
  • Trading platforms for executing trades in various financial markets.

4.2. The Company reserves the right to modify, suspend, or discontinue any of the services offered without prior notice. The Company may also introduce new services or discontinue existing services at its discretion.

4.3. The Company does not provide any form of financial advice unless explicitly agreed to in writing as part of the services you have engaged us for. Any market analysis or research provided by the Company is intended for informational purposes only and should not be construed as advice.


5. Client Obligations

5.1. By using our services, you agree to:

  • Provide accurate and complete information as required during the account creation and verification process.
  • Keep your account information up to date at all times.
  • Adhere to all applicable laws and regulations, including but not limited to those related to the prevention of money laundering, tax compliance, and financial transactions.
  • Ensure that you fully understand the risks involved in trading and investing in financial markets.
  • Maintain the confidentiality of your account credentials and promptly notify the Company of any security breaches.
  • Take full responsibility for your trading decisions and the management of your portfolio.

5.2. You agree to use our services only for lawful purposes and not engage in any activity that could harm the Company, other users, or any third party. Prohibited activities include, but are not limited to:

  • Engaging in fraudulent activities.
  • Circumventing security measures.
  • Manipulating the market or engaging in insider trading.
  • Using our services to engage in activities that violate any laws, regulations, or sanctions.

6. Fees and Charges

6.1. As a client of Asset Management One Limited, you agree to pay all applicable fees and charges for the services you use, including but not limited to:

  • Trading fees, including commissions, spreads, and financing charges.
  • Account maintenance fees.
  • Withdrawal and deposit fees.
  • Fees for advisory or portfolio management services.
  • Any other charges that may apply as outlined in the fee schedule.

6.2. The Company reserves the right to modify its fee structure at any time, with prior notice to clients. Notice of changes to fees will be communicated via email or posted on the Company’s website.

6.3. Any taxes, duties, or other governmental charges arising from your transactions are your responsibility. The Company will not be liable for any such taxes, and it is your responsibility to comply with all applicable tax laws.


7. Risk Disclosure

7.1. You acknowledge and understand that trading in financial markets involves significant risk, and there is no guarantee of profitability. The value of investments can fluctuate, and you may lose part or all of the money you have invested.

7.2. You agree that you will only engage in trading or investment activities that are consistent with your risk tolerance and financial situation. You are solely responsible for understanding the risks involved in your investment choices.

7.3. The Company does not guarantee that any transactions will be executed at the prices quoted or that you will achieve any specific investment returns.

7.4. You further acknowledge that the Company is not responsible for losses resulting from external factors, such as market volatility, geopolitical events, or other events beyond the Company’s control.


8. Confidentiality and Data Protection

8.1. The Company values your privacy and is committed to protecting your personal information in compliance with applicable data protection laws.

8.2. We will collect, process, and store your personal information only as necessary for the provision of services, to comply with legal obligations, and for internal business purposes. We will never sell your personal data to third parties.

8.3. The Company will take reasonable steps to protect your data from unauthorized access, alteration, or disclosure. However, you acknowledge that no method of data transmission over the internet is completely secure, and we cannot guarantee absolute security.

8.4. We may share your personal data with third-party service providers, regulators, or law enforcement agencies, as required by law or necessary for the provision of our services.

8.5. By using our services, you consent to the collection and processing of your personal data in accordance with our Privacy Policy.


9. Trading and Execution

9.1. You may place orders for the purchase or sale of financial instruments through our trading platforms or other means provided by the Company. All orders are subject to the Company’s execution policies.

9.2. The Company will execute your orders based on market conditions and the specific terms of the order. We reserve the right to reject, amend, or cancel orders if necessary, due to market fluctuations, errors, or other factors.

9.3. You are responsible for monitoring your orders and positions. The Company will not be liable for any losses that occur due to your failure to manage your trades effectively.

9.4. The Company does not guarantee the execution of orders, and any transaction may be delayed or not executed due to technical issues, market conditions, or other unforeseen factors.


10. Termination of Account

10.1. You may terminate your account at any time by submitting a written request to the Company. Upon termination, any outstanding obligations, including fees and balances, must be settled promptly.

10.2. The Company reserves the right to terminate or suspend your account immediately if you violate any of these Terms and Conditions or engage in any unlawful activity. In the event of termination, the Company may withhold any funds in your account until all outstanding obligations have been settled.

10.3. Upon termination, the Company will cease to provide services to you, and you will no longer be able to access your account or trade on the platform. However, any transactions that were executed prior to termination will remain binding.


11. Limitation of Liability

11.1. To the fullest extent permitted by law, the Company will not be liable for any indirect, incidental, consequential, special, or punitive damages, or for any loss of profits, loss of business, loss of goodwill, or other intangible losses arising out of or in connection with your use of our services.

11.2. The Company’s total liability to you, whether in contract, tort (including negligence), or otherwise, shall not exceed the total amount of fees paid by you to the Company in the 12 months preceding the claim.


12. Governing Law and Dispute Resolution

12.1. These Terms and Conditions are governed by and construed in accordance with the laws of [Country/Jurisdiction]. Any legal actions or proceedings arising out of these Terms and Conditions shall be brought exclusively in the competent courts of [Location].

12.2. Any disputes that cannot be resolved amicably will be settled through [arbitration/mediation], in accordance with the rules of [Arbitration Institution], and the decision of the arbitrator shall be final and binding.


13. Amendments to Terms and Conditions

13.1. The Company reserves the right to amend these Terms and Conditions at any time. Any changes will be communicated to you via email or through a notice posted on our website. The updated Terms will take effect immediately unless otherwise stated.

13.2. By continuing to use our services after the amendments are made, you agree to be bound by the revised Terms and Conditions.


14. Contact Information

14.1. For questions, concerns, or inquiries about these Terms and Conditions, you can contact the Company at:

Email: [
support@asset-m-one-int.com]